C.C.S.M. c. S50
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| 1(1)
| Definitions
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| (1.1)
| Meaning of "regulations" in certain provisions
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| (1.2)
| Commission orders re reporting issuer
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| (1.3)
| Effect of issuer exchanging shares with a reporting issuer
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| (2)
| Affiliated companies
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| (3)
| Controlled companies
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| (4)
| Subsidiary company
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| (5)
| Holding companies
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| (6)
| Beneficial ownership of securities
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| (7)
| Deemed ownership by company
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| PART I
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| SECURITIES COMMISSION
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| 2(1)
| Commission continued
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| (2)
| Chair and vice-chair
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| (3)
| Administration of Act
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| (4)
| Quorum
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| (5)
| Sittings
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| (6)
| Separate sittings
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| (7)
| Choice of members
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| (8)
| Evidence out of Manitoba
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| (9)
| Commission may add members
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| 3(1)
| Chief executive officer
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| (2)
| Absence of chair
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| (3)
| Members
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| (4)
| Delegation
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| (5)
| Review
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| 4(1)
| Functions of Director
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| (2)
| Limits on delegation
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| (3)
| Director is chief administrative officer
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| (4)
| Deputy Directors
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| (5)
| Signing of orders
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| 5(1)
| Rules as to hearings
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| (2)
| Record of evidence
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| (3)
| Hearing under delegated power
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| PART II
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| REGISTRATION
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| 6(1)
| Registration required
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| (2)
| Acting as partner in trade
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| (3)
| Salesperson
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| (4)
| Underwriters
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| (5)
| Investment counsel
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| (6)
| Securities adviser
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| (7)
| Advising
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| (8)
| Terms and conditions
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| (9)
| Registration in accordance with Act
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| (10)
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| (11)
| Suspension
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| (12)
| Separate registration not required
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| (13)
| Approval of new partners
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| (14)
| Termination of salesperson's employment
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| (14.1)
| Director's discretion re transfer of registration
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| (15)
| Non-trading employees
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| 7(1)
| Registration by Director
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| (2)
| Refusal of registration
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| (3)
| Director's authority to impose terms on registration
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| (4)
| Requirement for bond
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| (5)
| Stockbrokers
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| (6)
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| 8(1)
| Fitness hearings
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| (2)
| Interim suspension
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| 9 and 10
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| 11
| Address for service
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| 12
| Further information
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| 13(1)
| Appointment of experts
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| (2)
| Submission of documents to experts
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| (3)
| Payment for services
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| 14(1)
| Requirement of residence
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| (2)
| Definition
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| (3)
| Servicemen and students
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| 15(1)
| Notice to director by brokers and dealers
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| (2)
| Notice to director by security issuer
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| (3)
| Notice to director by investment counsel
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| (4)
| Notice to director by salesperson
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| (5)
| Notice to director by sub-broker-dealer
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| (6)
| Exemption
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| 15.1(1)
| Surrender of registration
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| (2)
| Action by Director when surrender not accepted
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| 16
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| 17
| Refunds
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| 18
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| 19(1)
| Trades exempt from registration
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| (2)
| Trading exempted from registration
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| (3) and (4)
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| (5)
| Removal of exemptions
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| (6)
| Hearing
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| (7)
| Notice of temporary order
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| (8)
| Loss of private company status
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| 20(1)
| Exemption by commission
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| (2)
| Publication of notice
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| (3)
| Regulations Act not to apply
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| 21
| Real Estate Brokers Act
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| PART III
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| INVESTIGATION AND ACTION BY COMMISSION
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| 22(1)
| Investigation of probable contravention or offence
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| (2)
| Order for investigation
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| (3)
| Scope of investigation
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| (4)
| Powers
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| (5)
| Counsel
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| (6)
| Seizure of property
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| (7)
| Inspection or return of property
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| (8)
| Accountants and other experts
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| (9)
| Inspection of property
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| (10)
| Report of investigation
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| (11)
| Meaning of "investigation"
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| 23
| Investigation under order of minister
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| 24(1)
| Non-disclosure
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| (2)
| Exceptions
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| 25
| Reporting to minister
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| 26(1)
| Order to hold funds
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| (2)
| Application for direction
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| (3)
| Notice to district registrars
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| 27(1)
| Application for appointment of receiver
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| (2)
| Appointment
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| (3)
| Application without notice
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| (4)
| Powers of receiver
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| (5)
| Enforcement of order
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| (6)
| Rules of practice to apply
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| 28(1)
| Costs of an investigation
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| (2)
| Recovery of costs
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| PART IV
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| APPEALS
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| 29(1)
| Review by commission
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| (2)
| Power on review
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| (3)
| Reference by Director to commission
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| 30(1)
| Appeal to The Court of Appeal
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| (1.1)
| Leave to appeal
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| (2)
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| (3)
| Time for appeal
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| (4)
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| (5)
| Commission party to appeal
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| (6)
| Powers of Court on appeal
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| (7)
| Commission may make further direction
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| (8)
| Stay pending appeal
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| 31(1)
| Submission of question of law
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| (2)
| Service on persons concerned
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| (3)
| Service on other persons interested
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| (4)
| Effect of court's decision
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| PART IV.1
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| SELF-REGULATORY ORGANIZATIONS
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| 31.1(1)
| Recognition of self-regulatory organization
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| (2)
| Hearing
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| (3)
| Recognized organization to regulate members
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| (4)
| Commission's powers
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| 31.2
| Conflict with securities law
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| 31.3(1)
| Suspension or cancellation of recognition
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| (2)
| Temporary order without hearing
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| 31.4
| Voluntary surrender of recognition
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| 31.5(1)
| Assignment of powers and duties by commission
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| (2)
| Assignment of powers and duties by Director
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| (3)
| Variation or revocation of assignment
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| PART V
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| AUDITS
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| 32(1)
| Auditor of self-regulatory organization or stock exchange
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| (2)
| Auditor of member
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| 33(1)
| Examination and report
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| (2)
| Approval by commission
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| 34(1)
| Recordkeeping and annual financial statements
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| (1.1)
| Deadline for filing annual financial statement
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| (2)
| Extended meaning of "registrant"
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| (3)
| Auditor to be chartered accountant
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| (4)
| Variation
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| 35(1)
| Commission may make audits
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| (2)
| Access to books
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| (3)
| Fees
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| PART VI
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| PROSPECTING SYNDICATES
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| 36(1)
| Agreements
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| (2)
| Receipt for filed agreement
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| (3)
| Business Names Registration Act
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| (4)
| Registrants not to trade
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| (5)
| Actions by or against syndicate
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| (6)
| Execution of deeds by syndicate
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| PART VII
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| TRADING IN THE COURSE OF PRIMARY DISTRIBUTION TO THE PUBLIC
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| 37(1)
| Prohibition as to trading
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| (1.1)
| Voluntary filing of non-offering prospectus
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| (1.2)
| Receipt for voluntary non-offering prospectus
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| (2)
| Receipt for preliminary prospectus
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| 38
| Communication about preliminary prospectus
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| 39(1)
| Form and content
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| (2)
| Exclusions
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| (3)
| Statement on cover
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| 40
| Defective preliminary prospectus
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| 41(1)
| Prospectus
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| (2)
| Form and content
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| (3)
| Supplemental material
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| 42
| Additional information
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| 43 to 56
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| 57
| Limitation on materials distributed
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| 58(1)
| Section 37 not applicable to certain trades
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| (2)
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| (3)
| Section 37 not applicable to certain securities
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| (4)
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| 59(1)
| Application for determination
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| (2)
| Deeming trade not in primary distribution
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| (3)
| Ruling that registration not required
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| (4)
| Determination of conclusion
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| (5)
| No suspension of order
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| 60(1)
| Order to provide information re distribution
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| (2)
| Using information provided under an order
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| (3)
| Exemption orders
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| 61(1)
| When receipt for a prospectus must be issued
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| (2)
| Specific circumstances when a receipt must not be issued
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| (3)
| Giving prospectus filer an opportunity to be heard
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| 62(1)
| Orders to cease trading
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| (2)
| Hearing
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| (3)
| Notice
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| 63
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| 64
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| 65
| Cancelling certain security purchases
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| 66
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| PART VIII
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| TRADING IN SECURITIES GENERALLY
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| 67(1)
| Confirmation of trade
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| (2)
| Exception
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| (3)
| Disclosure of principal
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| (4)
| Use of code on confirmation
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| 68(1)
| Calling at or telephoning residence
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| (2)
| Exemption
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| (3)
| Definition of "residence"
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| (4)
| Definition of "person"
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| 69(1)
| Prohibition of representations
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| (2)
| Promises
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| (3)
| Representation re listing
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| (4)
| Exception
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| 70(1)
| Notice where acting as principal
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| (2)
| Written confirmation
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| (3)
| Acting as agent
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| (4)
| Exception
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| 71(1)
| Rescission of contract
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| (2)
| Rescission for breach of 70(2)
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| (3)
| Onus
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| (4)
| Period of limitation
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| 72(1)
| Disclosures
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| (2)
| "Relevant person" defined
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| (3)
| Publication of names
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| 73
| Use of name of another registrant
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| 74
| Representations as to registration
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| 74.1
| Certain misrepresentations prohibited
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| 75
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| 76
| Advertising commission's approval
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| 77(1)
| Margin contracts
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| (2)
| Exercise of option
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| 78
| Declaration as to short position
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| 79(1)
| Voting of shares in name of registrant
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| (2)
| Where registrant not to vote shares
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| (3)
| Copies of material to be furnished
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| (4)
| Voting of shares
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| (5)
| Proxies
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| (6)
| Shareholders meeting not affected
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| (7)
| Voting rights not extended
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| PART IX
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| TAKE-OVER BIDS
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| 80
| Definitions
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| 81 to 85
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| 86
| Making a bid
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| 87 to 89
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| 90(1)
| Directors' recommendation re bid
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| (2)
| Individual recommendation re bid
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| 91 to 94
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| 95(1)
| Application to the commission for a remedial order
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| (2)
| Application to the commission for an exemption
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| 96(1)
| Application to the court for remedial order
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| (2)
| Director must be given notice and hearing
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| 97 to 99
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