C.C.S.M. c. S50
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| PART XIV
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| GENERAL PROVISIONS
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| 139
| (1)
| Stock exchanges
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| (2)
| Powers re stock exchanges
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| 140
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| Records in stock exchanges
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| 140.1
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| Meaning of "misrepresentation" in certain sections
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| 141
| (1)
| Statutory rights damages re misrepresentation in prospectus
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| (2)
| Statutory rights rescission re misrepresentation in prospectus
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| (3)
| No action for damages if recission
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| (4)
| Defence when securities purchased with knowledge
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| (5)
| Other defences
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| (6)
| When expert not liable for own report
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| (7)
| When others not liable for expert's report
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| (8)
| Limit on amount recoverable
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| (9)
| Limit on amount recoverable from underwriter
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| (10)
| Limit on particular defendant's liability
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| (11)
| Joint and severable liability
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| (12)
| Rights when no receipt issued for prospectus
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| (13)
| Defendant may recover contribution
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| (14)
| Rights are in addition to other rights
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| (15)
| Deemed misrepresentation
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| 141.1
| (1)
| Statutory rights offering memorandum
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| (2)
| No action for damages if recission
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| (3)
| Defences
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| (4)
| Exception
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| (5)
| Limit on amount recoverable
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| (6)
| Damages not recoverable
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| (7)
| Joint and severable liability
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| (8)
| Defendant may recover contribution
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| (9)
| Rights are in addition to other rights
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| (10)
| Deemed misrepresentation
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| 141.1.1
| (1)
| Statutory rights misrepresentation in take-over bid circular or notice of change or variation
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| (2)
| Statutory rights misrepresentation in directors' circular
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| (3)
| Application to issuer bid circulars
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| (4)
| Defence when security holder has knowledge
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| (5)
| Other defences
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| (6)
| When expert not liable for own report
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| (7)
| When others not liable for expert's report
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| (8)
| Limit on particular defendant's liability
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| (9)
| Joint and several liability
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| (10)
| Defendant may recover contribution
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| (11)
| Rights are in addition to other rights
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| (12)
| Deemed misrepresentation
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| 141.1.2
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| Defence to liability for misrepresentation
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| 141.2
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| Statutory rights failing to send required document
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| 141.3
| (1)
| Rescission re offering memorandum
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| (2)
| Additional ways of rescinding mutual fund purchase
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| (3)
| Limit on amount recoverable
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| (4)
| Recission re payments to be made
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| (5)
| Dealer to reimburse purchaser for sales charges and fees
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| 141.4
| (1)
| Limitation period re prospectus misrepresentation
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| (2)
| Limitation period re other rights of action
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| 142
| (1)
| Protection from liability
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| (1.1)
| Other persons protected
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| (2)
| Liability if complying with Act
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| (3)
| Evidence in civil suits
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| 143
| (1)
| Records of commission
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| (2)
| Copies of public documents
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| 143.1
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| Publishing list of defaulting reporting issuers
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| 144
| (1)
| Service of notices
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| (2)
| Time of service by registered mail
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| (3)
| Time of service by certified mail
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| 145
| (1)
| Use of government services
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| (2)
| Commission exempt from certain fees
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| 146
| (1)
| Orders coming into force in future
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| (2)
| Interim order
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| 147
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| Only substantial compliance required
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| 147.1
| (1)
| Late filing of periodic disclosure
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| (2)
| Notice of order
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| 148
| (1)
| Order suspending trading
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| (2)
| Temporary order
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| (3)
| Extension of temporary order
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| (4)
| Notice of intention re order or hearing
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| 148.1
| (1)
| Administrative penalties
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| (1.1)
| Administrative penalties against others
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| (2)
| Administrative penalties are in addition to other sanctions
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| 148.2
| (1)
| Compensation for financial losses
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| (2)
| Director's decision not reviewable
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| (3)
| Order by commission
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| (4)
| Compensation orders against employers and others
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| (5)
| Meaning of "employment"
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| (6)
| Compensation order is in addition to other sanctions
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| (7)
| Court proceedings take precedence
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| (8)
| Claimant to inform commission about action
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| (9)
| No right of action after hearing begins
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| (10)
| Enforcement of order
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| 148.3
| (1)
| Orders respecting directors and officers
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| (2)
| Order may be subject to conditions
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| 148.4
| (1)
| Inter-jurisdictional enforcement
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| (2)
| Order may be subject to conditions
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| 149
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| Regulations
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| 149.1
| (1)
| Commission may make rules
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| (2)
| Regulation prevails
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| (3)
| L.G. in C. may amend or repeal rule
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| (4)
| Force and effect of rule
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| (5)
| Regulations Act not applicable
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| 149.2
| (1)
| Publication of rules
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| (2)
| Effect of publication
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| (3)
| Effect of non-publication
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| 149.3
| (1)
| Evidence Act
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| (2)
| Application of regulations and rules
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| (3)
| Incorporation by reference
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| 149.4
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| Exemption from a regulation or rule
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| 149.5
| (1)
| Policy statements
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| (2)
| Statements not rules or regulations
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| 150
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| Evidence of certified statements
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| 151
| (1)
| Warrant issued in another province
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| (2)
| Prisoner in transit
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| 152
| (1)
| Order for compliance
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| (2)
| Repealed
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| (3)
| Application without notice
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| (4)
| Extension of interim order
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| (5)
| Enforcement of order
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| (6)
| Rules of court to apply
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| 153
| (1)
| Forfeiture or cancellation of bond
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| (2)
| Cancellation of bond
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| (3)
| Continuation of bond
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| (4)
| Collateral securing bond
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| (5)
| Proceedings by Crown
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| (6)
| Disposition of proceeds of bond
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| (7)
| Remission of bond
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| 154
| (1)
| Costs
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| (2)
| Order for payment of costs
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| 154.1
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| Conflict with The Freedom of Information and Protection of Privacy Act
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| 154.2
| (1)
| Standards of care for investment fund managers
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| (2)
| Standards of care for investment portfolio managers
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| (3)
| Standards of care for other registrants
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| 154.3
| (1)
| Oversight of an investment fund
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| (2)
| Powers and duties of overseeing body
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| 154.4
| (1)
| Filing advertising
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| (2)
| Copies must be filed at least seven days before use
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| (3)
| Director may prohibit use or require changes
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| PART XV
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| 155 to 157
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| Repealed
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| PART XVI
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| INVESTMENT CONTRACTS
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| 158
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| Definition
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| 159
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| Limitation on issue
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| 160
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| Requirement for registration
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| 161
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| Repealed
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| 162
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| Application of 69(2)
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| PART XVII
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| INTERJURISDICTIONAL COMPLIANCE
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| 163
| (1)
| Definitions
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| (2)
| Extra-provincial securities commission includes delegate
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| 164
| (1)
| Delegation and acceptance of authority
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| (2)
| Exception
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| 165
| (1)
| Commission may subdelegate
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| (2)
| Subdelegation of Manitoba authority
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| 166
| (1)
| Extra-provincial securities laws may be adopted or incorporated
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| (2)
| Amendment may be adopted or incorporated
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| 167
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| Exemption orders
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| 168
| (1)
| Exercise of discretion, interprovincial reliance
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| (2)
| Hearing not required
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| 169
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| Regulations
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| 170
| (1)
| Definitions
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| (2)
| Immunity re Manitoba authority
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| (3)
| Application re immunity
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| 171
| (1)
| Definitions
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| (2)
| Immunity re extra-provincial authority
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| (3)
| Application of immunity
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| 172
| (1)
| Definitions
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| (2)
| Appeal re extra-provincial decision
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| (3)
| Extra-provincial securities commission is respondent
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| 173
| (1)
| Definition
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| (2)
| Appeal re decision of the commission
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| (3)
| Right to appeal in Manitoba
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| PART XVIII
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| CIVIL LIABILITY FOR SECONDARY MARKET DISCLOSURE
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| INTERPRETATION AND APPLICATION
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| 174
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| Definitions
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| 175
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| Application
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| LIABILITY
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| Liability for Secondary Market Disclosure
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| 176
| (1)
| Documents released by responsible issuer
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| (2)
| Persons and companies who may be liable
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| (3)
| Public oral statements by responsible issuer
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| (4)
| Persons and companies who may be liable
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| (5)
| Influential persons
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| (6)
| Persons and companies who may be liable
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| (7)
| Failure to make timely disclosure
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| (8)
| Persons and companies who may be liable
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| (9)
| Multiple roles
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| (10)
| Multiple misrepresentations
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| (11)
| No implied or actual authority
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| Burden of Proof and Defences
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| 177
| (1)
| Non-core documents and public oral statements
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| (2)
| Exception re experts
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| 178
| (1)
| Failure to make timely disclosure
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| (2)
| Exception re responsible issuers and others
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| 179
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| Knowledge of the misrepresentation or material change
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| 180
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| Reasonable investigation
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| 181
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| Factors to be considered by the court
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| 182
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| Confidential disclosure
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| 183
| (1)
| Forward-looking information
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| (2)
| Public oral statements
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| (3)
| When a document is deemed to be readily available
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| (4)
| Exception
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| 184
| (1)
| Expert report, statement or opinion
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| (2)
| Expert's consent withdrawn
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| 185
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| Release of documents
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| 186
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| Derivative information
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| 187
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| When corrective action taken
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| DAMAGES
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| 188
| (1)
| Assessment of damages securities acquired
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| (2)
| Assessment of damages securities disposed of
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| (3)
| Unrelated changes in market price
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| 189
| (1)
| Proportionate liability
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| (2)
| Liability of certain defendants
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| (3)
| Joint and several liability
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| (4)
| Contribution among defendants
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| 190
| (1)
| Limits on damages
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| (2)
| When subsection (1) does not apply
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| PROCEDURAL MATTERS
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| 191
| (1)
| Leave to proceed
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| (2)
| Grounds for granting leave
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| (3)
| Application must be sent to the commission
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| 192
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| News release and other notices
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| 193
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| Restriction on discontinuation, abandonment and settlement of action
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| 194
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| Costs
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| 195
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| Power of the commission
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| 196
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| No derogation from other rights
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| 197
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| Limitation periods
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| PART XIX
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| CREDIT RATING ORGANIZATIONS
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| 198
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| Definitions
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| 199
| (1)
| Applying for designation
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| (2)
| Designation
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| (3)
| Cancelling a designation or making changes
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| (4)
| Right to hearing
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| 200
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| Duty to comply with prescribed requirements
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| 201
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| Commission not involved in credit rating
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| 202
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| Representations about commission approval
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| PART XX
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| AUDITOR OVERSIGHT BODIES
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| 203
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| Definition
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| 204
| (1)
| Recognizing auditor oversight bodies
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| (2)
| Hearing
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| 205
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| Suspension or cancellation of recognition
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| 206
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| Voluntary surrender of recognition
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| 207
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| Commission's powers
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| 208
| (1)
| Auditor oversight body to regulate members and participants
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| (2)
| Limitations on duty to regulate
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| 209
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| Auditor oversight body may adopt rules, standards or policies
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| 210
| (1)
| Auditor oversight body may require disclosure
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| (2)
| Auditor oversight body may set time for disclosure
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| (3)
| Restriction on disclosure
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| (4)
| Privilege preserved
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| 211
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| Auditor oversight body and personnel not compellable
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