C.C.S.M. c. C152
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| PART 1
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| INTERPRETATION AND GENERAL ADMINISTRATION
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| 1
| (1)
| Definitions
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| (2)
| Related exchanges
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| (3)
| Affiliated company
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| (4)
| Controlled company
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| (5)
| Subsidiaries
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| (6)
| Beneficial ownership by person
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| (7)
| Beneficial ownership by company
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| 2
| (1)
| Commission to administer Act
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| (2)
| Hearings
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| (3)
| Powers and duties of commission members
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| (4)
| Agreements for assistance
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| 3
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| Powers and duties of director
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| 4
| (1)
| Secretary
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| (2)
| Certification by secretary
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| 5
| (1)
| Appointment of experts
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| (2)
| Powers relating to submission to expert
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| (3)
| Payment of experts
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| PART 2
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| INVESTIGATIONS
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| 6
| (1)
| Investigation order
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| (2)
| Contents of order
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| (3)
| Scope of investigation
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| (4)
| Right to examine
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| 7
| (1)
| Financial examination order
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| (2)
| Contents of order
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| (3)
| Right to examine
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| 8
| (1)
| Power of investigator or examiner
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| (2)
| Rights of witness
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| (3)
| Inspection
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| (4)
| Authorization to search
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| (5)
| Grounds
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| (6)
| Power to enter, search and seize
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| (7)
| Expiration
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| 9
| (1)
| Copying
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| (2)
| Return
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| 10
| (1)
| Report of investigation or examination
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| (2)
| Report privileged
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| 11
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| Non–disclosure
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| 12
| (1)
| Interim preservation of property
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| (2)
| Application to branches of financial institution
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| (3)
| Exclusions
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| (4)
| Clarification, variation or revocation
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| (5)
| Registration against land
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| 13
| (1)
| Application for appointment of receiver
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| (2)
| Appointment
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| (3)
| Application without notice
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| (4)
| Powers of receiver
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| (5)
| Costs of application
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| PART 3
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| SELF-REGULATORY ORGANIZATIONS, COMMODITY FUTURES EXCHANGES AND CLEARING HOUSES
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| 14
| (1)
| Recognition of self-regulatory organization
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| (2)
| Hearing
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| (3)
| Recognized organization to regulate members
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| (4)
| Commission's powers
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| 15
| (1)
| Requirement to register as exchange
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| (2)
| Registration
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| (3)
| Hearing
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| 16
| (1)
| Designation of recognized clearing house
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| (2)
| Hearing
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| 17
| (1)
| Requirement to file documents
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| (2)
| Commission may review filed document
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| (3)
| Additional powers
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| 18
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| Conflict with commodities law
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| 19
| (1)
| Suspension or cancellation of registration or recognition
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| (2)
| Temporary order without hearing
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| 20
| (1)
| Assignment of powers and duties by commission
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| (2)
| Assignment of powers and duties by director
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| (3)
| Variation or revocation of assignment
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| 21
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| Review of decision of exchange or clearing house
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| 22
| (1)
| Records of exchanges and clearing houses
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| (2)
| Particulars of transactions
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| 23
| (1)
| Auditor of exchange, clearing house or self-regulatory organization
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| (2)
| Auditor of member
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| (3)
| Examination and report
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| PART 4
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| REGISTRATION FOR TRADING, ACTING AS ADVISER
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| 24
| (1)
| Registration for trading
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| (2)
| Registration as adviser
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| (3)
| Termination of salesperson or floor trader
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| 25
| (1)
| Designation of employee as non-trading
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| (2)
| Cancellation of designation
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| (3)
| Exception
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| 26
| (1)
| Registration as dealer or adviser
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| (2)
| Director may impose conditions
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| (3)
| Director's refusal to register
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| 27
| (1)
| Powers of the commission
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| (2)
| Temporary order
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| (3)
| Surrender of registration
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| 28
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| Application after refusal or suspension
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| 29
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| Application form and fee
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| 30
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| Director may require additional information
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| 31
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| Residency requirement
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| 32
| (1)
| Registered dealer to give notice of changes
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| (2)
| Registered adviser to give notice of changes
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| (3)
| Exemption of dealer or adviser re voting securities
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| (4)
| Notice of change in employment
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| (5)
| Change of address
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| 33
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| Exemption of certain advisers
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| 34
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| Exemption of certain trades
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| 35
| (1)
| Auditor of registrant
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| (2)
| Examination and report
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| (3)
| Filing of auditor's report
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| (4)
| Delivery of financial statements
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| (5)
| Certification of financial statements
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| (6)
| Additional information
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| PART 5
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| RECOGNITION OF EXTRA-PROVINCIAL COMMODITY FUTURES EXCHANGES
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| 36
| (1)
| Recognition of extra-provincial exchange by commission
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| (2)
| Hearing
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| (3)
| Exemption
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| 37
| (1)
| Revocation of recognition or exemption
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| (2)
| Temporary order
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| PART 6
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| APPROVAL OF CONTRACTS
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| 38
| (1)
| Approval of form of contract by director
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| (2)
| Hearing
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| (3)
| Amendment to approved form of contract
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| (4)
| Exemption
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| 39
| (1)
| Revocation of approval
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| (2)
| Temporary order
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| PART 7
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| TRADING GENERALLY
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| 40
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| Prohibition on certain trades
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| 41
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| Disclosure statement to be furnished to prospective customer and guarantor
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| 42
| (1)
| Information to be provided to customer
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| (2)
| Terms and conditions
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| 43
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| Margin requirements
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| 44
| (1)
| Written confirmation of trade
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| (2)
| Waiver of written confirmations
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| (3)
| Disclosure by agent
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| 45
| (1)
| Statement of purchase and sale
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| (2)
| Monthly statement
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| (3)
| Waiver of statements
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| 46
| (1)
| Segregation, accounting for money, securities, property
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| (2)
| Application to certain property, securities and loans
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| (3)
| Commingling of segregated funds
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| (4)
| Registered dealer not to use funds
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| (5)
| Registered dealer may advance funds
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| (6)
| Prohibition on residual financial interest, advances
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| (7)
| Application of subsections (1) and (4).
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| 47
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| Reports
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| 48
| (1)
| Restrictions on trading in contracts
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| (2)
| Hearing
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| (3)
| Meaning of "residence"
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| (4)
| Calls by person or company
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| 49
| (1)
| Certain representations prohibited
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| (2)
| Prohibited representations re future value and risks
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| 50
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| Use of name of another registrant
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| 51
| (1)
| Restriction on advertising
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| (2)
| Restriction on hypothetical results
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| 52
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| Registration not to be advertised
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| 53
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| Holding out by unregistered person
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| 54
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| Representing approval by commission
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| 55
| (1)
| Director may order copy of advertising
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| (2)
| Hearing
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| (3)
| Director may rescind or vary order
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| PART 8
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| ENFORCEMENT
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| 56
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| Prohibitions respecting contracts
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| 57
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| Prohibition of cross trades
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| 58
| (1)
| Prohibition on front running
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| (2)
| Meaning of "order"
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| 59
| (1)
| Prohibition on trading in non-public information
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| (2)
| Prohibition on registrant and affiliates
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| (3)
| Meaning of "material non-public order information"
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| (4)
| Exemption
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| 60
| (1)
| Offence and penalty
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| (2)
| Application
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| (3)
| Defence
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| (4)
| Directors and officers
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| (5)
| Amount of fine where profit made
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| (6)
| Information may contain more than one offence
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| 61
| (1)
| Executing warrant from other jurisdiction
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| (2)
| Prisoner in transit
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| 62
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| Order for compliance
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| 63
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| Limitation period
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| PART 9
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| GENERAL PROVISIONS
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| 64
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| Refunds where applications abandoned
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| 65
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| Admissibility in evidence of certified statements
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| 66
| (1)
| Commission's power to exempt
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| (2)
| Regulations Act not to apply
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| 67
| (1)
| Address for service
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| (2)
| Attornment of non-resident registrant
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| 68
| (1)
| Filing of material
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| (2)
| Access to filed materials
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| (3)
| Confidential material
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| 69
| (1)
| Immunity for acts or omissions in good faith
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| (2)
| Immunity re delegated powers and duties
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| (3)
| Immunity of person or company in compliance
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| 70
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| Regulations
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| 71
| (1)
| Commission may make rules
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| (2)
| Regulation prevails
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| (3)
| L.G. in C. may amend or repeal rule
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| (4)
| Force and effect of rule
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| (5)
| Regulations Act not applicable
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| 72
| (1)
| Publication of rules
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| (2)
| Effect of publication
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| (3)
| Effect of non-publication
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| 73
| (1)
| Evidence Act
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| (2)
| Application of regulations and rules
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| (3)
| Incorporation by reference
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| 74
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| Exemption from a regulation or rule
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| 75
| (1)
| Policy statements
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| (2)
| Policy statements not rules or regulations
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| 76
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| Commission may vary or revoke its decision
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| 77
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| 78
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| Repeal
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| 79
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| C.C.S.M. reference
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| 80
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| Coming into force
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